Broker Check
Jim G. Brock, Jr, LUTCF

Jim G. Brock, Jr, LUTCF

President, Jim Brock Agency of Utica Inc.

Jim G. Brock, Jr. LUTCF is President of the Jim Brock Agency of Utica Inc. The Agency has provided service to its customers since 1939. Jim is also associated with NPA Financial LLC. of Clifton Park, New York. He is a Cum Laude graduate from Washington and Lee University and received a law degree from South Texas College of Law. Jim is a member of the Texas and Washington D.C. Bar Associations but does not currently practice law.

Jim is a Registered Representative and Investment Adviser Representative of Equity Services, Inc. and offers securities in the following states: NY, NJ, and MA.

Jim has been in the insurance business since January of 1989 and is licensed to sell insurance in NY and MA.

Jim resides in New Hartford, New York. He is a part of the Masonic Care Community Development advisory committee. He is also a member of the Upper Mohawk Valley Auditorium Authority. 

The Jim Brock Agency of Utica and NPA Financial LLC are independent of Equity Services, Inc.