James E. Schwartz

James E. Schwartz

Phone: 518-688-2223
Fax: 518-688-2698
E-mail:

Jim Schwartz brings analytical and financial skills developed over a successful 22-year career in engineering management to his position as a Financial Professional with NPA Financial of Clifton Park, NY.  As a Financial Advisor he believes strongly in comprehensive financial planning strategies* designed to provide solutions that help meet the client’s needs.  He specializes in strategies for retirement planning, estate planning, and asset management and preservation for individuals and businesses. Jim is an accomplished speaker and enjoys speaking on financial planning topics.

Jim graduated summa cum laude with a Bachelor’s Degree from Union College and also has a Master’s Degree from Northeastern University.  As an active member of the community, he is involved with several local organizations.  Among other groups, he is a member of the Southern Saratoga, Albany-Colonie, and Guilderland Chambers of Commerce; he is a member of the Financial Planning Association of Northeastern NY, and is also a participant in the Estate Planning Council of Eastern New York.

Jim resides in Guilderland, New York with his wife Caroline and children Christopher, Andrea, and Nicholas.  Jim is a parishioner at St. Madeleine Sophie church and enjoys sports and fitness.

Jim is a Registered Representative and an Investment Advisor Representative of Equity Services, Inc. and offers securities in NY AND MI.  He is also insurance-licensed in Life, Accident, and Health in New York.

*Securities and investment advisory services are offered solely by Equity Services, Inc. 28 Corporate Drive, Suite 100, Clifton Park, NY 12065. (518) 688-2223.  NPA Financial, Inc. is independent of Equity Services, Inc.