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Jim G. Brock, Jr, LUTCF
Phone: 315-732-6191 Jim G. Brock, Jr. LUTCF is President of the Jim Brock Agency of Utica Inc. The Agency has provided service to its customers since 1939. Jim is also associated with NPA Financial LLC. of Clifton Park, New York. He is a Cum Laude graduate from Washington and Lee University and received a law degree from South Texas College of Law. Jim is a member of the Texas and Washington D.C. Bar Associations but does not currently practice law. Jim is a Registered Representative and Investment Advisor Representative of Equity Services, Inc., and offers securities in NY, NJ, and MA. Jim has been in the insurance business since January of 1989 and is licensed to sell insurance in NY and MA. Jim resides in New Hartford, New York. He is chair of the College Council for the State University Institute of Technology at Utica/Rome and is Chair of the Board of Trustees for Cazenovia College. He serves on the Board's of Faxton-St. Luke's Hospital Foundation, Mohawk Valley Chamber of Commerce, Mohawk Valley Association of Insurance and Financial Advisors, as well as several other charitable and professional organizations. The Jim Brock Agency of Utica and NPA Financial Inc. are independent of Equity Services, Inc.  About Us
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Securities and investment advisory services are offered solely through Registered Representatives and Investment Advisor Representatives of Equity Services, Inc., Member FINRA/SIPC, 28 Corporate Drive, Suite 100, Clifton Park, NY 12065, 518-688-2223. Equity Services, Inc. is a Broker/Dealer and Registered Investment Adviser Affiliate of National Life Insurance Company, Montpelier, Vermont. NPA Financial, LLC. and all other entities and individuals referenced are independent of Equity Services, Inc. unless otherwise noted. |
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